SEC Filing | Investor Relations | WillScot Mobile Mini Holdings Corp.

SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Miner Christopher J

(Last) (First) (Middle)
4646 E. VAN BUREN STREET, SUITE 400

(Street)
PHOENIX AZ 85008

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WillScot Mobile Mini Holdings Corp. [ WSC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, GC & Secretary
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock, par value $0.0001 per share 07/01/2020 A 97,012 A (1) 97,012 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $8.22 07/01/2020 A 15,750 (2) (2) Common Stock 15,750 (2) 15,750 D
Employee Stock Option (right to buy) $7.56 07/01/2020 A 36,117 (2) (2) Common Stock 36,117 (2) 36,117 D
Employee Stock Option (right to buy) $11.99 07/01/2020 A 31,194 (2) (2) Common Stock 31,194 (2) 31,194 D
Employee Stock Option (right to buy) $19.86 07/01/2020 A 32,019 (2) (2) Common Stock 32,019 (2) 32,019 D
Employee Stock Option (right to buy) $17.79 07/01/2020 A 44,333 (2) (2) Common Stock 44,333 (2) 44,333 D
Employee Stock Option (right to buy) $10.91 07/01/2020 A 58,752 (2) (2) Common Stock 58,752 (2) 58,752 D
Employee Stock Option (right to buy) $13.54 07/01/2020 A 89,608 (2) (2) Common Stock 89,608 (2) 89,608 D
Restricted Stock Units (3) 07/02/2020 A 6,479 (4) (4) Common Stock 6,479 $0 6,479 D
Explanation of Responses:
1. Received in exchange for 40,338 shares of Mobile Mini, Inc. ("Mobile Mini") common stock, par value $0.01 per share, in connection with the completion of the merger (the "Merger"), on July 1, 2020 (the "Effective Date"), of Picasso Merger Sub, Inc., a subsidiary of the Issuer, with and into Mobile Mini, pursuant to the Agreement and Plan of Merger, dated as of March 1, 2020, as amended on May 28, 2020 (the "Merger Agreement"). On the Effective Date, each share of Mobile Mini common stock was converted automatically into the right to receive 2.4050 shares of the Issuer's Class A common stock, par value $0.0001 per share, which was, immediately thereafter, reclassified as and converted into shares of the Issuer's common stock, par value $0.0001 per share.
2. Received in the Merger in exchange for employee stock options to acquire shares of Mobile Mini, Inc. common stock pursuant to the terms of the Merger Agreement.
3. Each restricted stock unit ("RSU") represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share, or its cash equivalent.
4. On July 2, 2020, the Reporting Person was granted 6,479 RSUs which vest in four equal annual installments on each of the first four anniversaries of the grant date subject to the terms and conditions of the previously disclosed WillScot Mobile Mini Holdings Corp. 2020 Incentive Award Plan (the "Plan") and the Restricted Stock Unit Award Agreement entered into between the Issuer and the Reporting Person.
/s/ Christopher J. Miner 07/06/2020
** Signature of Reporting Person Date
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